Every business today must meet certain regulations and compliance requirements to grow sustainably. Therefore, companies conduct regular audits to ensure consistency and maintain accountability.
Audits are inseparable parts of any business but require a meticulously crafted audit plan to lay out a structured path, covering everything from audit procedures to timelines and reporting.
For audit teams and professionals across industries, reliable audit plan templates offer a foundation to guide the work—reducing uncertainty and keeping each step purposeful.
An audit plan template is designed with auditors’ practical needs in mind. It is a ready-made structure that organizes information, clarifies goals, and helps avoid oversights.
This article will explore different types of audit plan templates to match diverse auditing needs. Let’s get started!
Simplify Your Auditing Process: Top Audit Plan Templates for 2024
- What Are Audit Plan Templates?
- What Makes a Good Audit Plan Template?
- 10 Best Audit Plan Templates
- 1. ClickUp Audit Plan Template
- 2. ClickUp Audit Program Template
- 3. ClickUp Audit Policy Template
- 4. ClickUp Business Audit Doc Template
- 5. ClickUp Corporate Audits Template
- 6. ClickUp Internal Audit Form Template
- 7. ClickUp Process Audit and Improvement Template
- 8. ClickUp Internal Audit Checklist Template
- 9. ClickUp Supplier Audit Task Template
- 10. ClickUp Supplier Audit Template
- Take the Stress Out of Audits With ClickUp
Summarize this article for me pleaseWhat Are Audit Plan Templates?
An audit plan template is a pre-designed outline that organizes and guides the audit program. Think of them as a blueprint for your audit, giving you a clear structure to follow.
They cover essential areas like the audit objectives, the scope of what needs to be reviewed, the procedures you’ll follow, and timelines for each phase. These templates work for both internal and external auditors.
Wondering why you should use an audit plan template? Well, it helps you save time by giving you a starting point. So you don’t have to build an audit plan from scratch every time.
For another, it ensures that you cover everything necessary along the way, from risks to documentation.
Other benefits include:
- Improved accountability
- Better compliance with industry standards and regulations
- Enhanced risk and mitigation management
Whether you’re working on an IT compliance audit, financial audit, project compliance, or internal review, an audit plan template helps you stay focused and organized.
Read More: Stay on top of your compliance game with the 10 best compliance management tools.
Summarize this article for me pleaseWhat Makes a Good Audit Plan Template?
Here are some things you should look for while selecting a good audit plan template:
- Flexibility: An efficient template adjusts to the specific needs of your organization. It should accommodate industry regulations and internal policies seamlessly
- Additional reporting: A good template should work well with other relevant documents. For instance, you might need to include incident report templates to track any issues that come up during the audit
- Objectives and scope: The template should offer clear goals that explain what the audit aims to achieve and define what areas, departments, or processes will be reviewed in the audit
- Timeline and milestones: With audits, timing is everything. The best templates break down tasks with timelines and milestones, enabling you to track progress from start to finish.
- Assigning responsibilities: Look for templates that help you identify who is responsible for different audit activities, including the auditors and other team members involved
- Documentation: The template should also offer a section to track findings, evidence, and supporting documents throughout the audit process
- Reporting: Look for templates that detail how the audit results will be presented, including formats and distribution methods
Read More: 10 Best Project Governance Templates to Use
Summarize this article for me please10 Best Audit Plan Templates
While audits are mandatory for all businesses, not all audit plan templates are built the same!
But worry not—we have done the work for you. Here are the 10 best audit plan templates to meet all your auditing needs, no matter your industry.
1. ClickUp Audit Plan Template
The Audit Plan Template by ClickUp serves as a blueprint for organizing every part of your audit. It maps out what needs to be done, when, and by whom—so you don’t scramble halfway through.
It helps you quickly create a comprehensive audit plan, organize your documents, and easily identify risk areas when conducting compliance audits.
The audit plan template starts with the objectives—what you hope to achieve—and then dives into the scope, where you determine precisely what areas or processes you’ll be auditing.Â
What’s more, it lets you break everything down into manageable tasks and track their planning, execution, and completion.
With this template, you’ll have a thorough, well-documented record of all audit procedures, allowing you to focus on high-priority areas without worrying.
Ideal for: Teams looking to establish a structured approach to their audits.
💡 Pro Tip: Use the Calendar View to open the template and check what needs to be done and within what timeline. This ensures you don’t forget anything and meet all your deadlines. 📆
2. ClickUp Audit Program Template
A more advanced version of the previous template, the Audit Program Template by ClickUp, is perfect for setting up a detailed, step-by-step process for your audit.
Apart from helping you create a comprehensive audit plan, it guides you through each task, including developing a timeline, identifying risks, and reporting your findings. This makes navigating the audit process simpler and more organized.
The audit plan template is flexible enough to accommodate different types of audits, so you can easily tweak it to match your industry or focus area. So, whether you’re diving into a compliance review or a financial audit, this template keeps everything moving forward without a hitch.
Think of this template as your all-in-one guide for running a smooth audit from start to finish. With everything mapped out, you have a clear picture of where you are in the process, what’s next, and any potential roadblocks.
Ideal for: Teams planning step-by-step audit processes.
💡 Pro Tip: Break the audit program into individual tasks and assign team members specific responsibilities. Share this template with your team members so everyone knows exactly what they’re doing from day one.
3. ClickUp Audit Policy Template
Audit policies are the secret of successful audits. They provide a framework to ensure audits are conducted efficiently, comprehensively, and without non-compliance.
However, creating the audit policy document is time-consuming. ClickUp’s Audit Policy Template takes the work off your plate by ensuring you get a comprehensive policy covering all your needs.
It is your go-to resource for establishing clear guidelines and procedures for audit processes. With it, you lay out core principles, objectives, and standards, keeping everything in one centralized spot for all the relevant people to access easily.Â
The template also simplifies communication between stakeholders and helps generate reports for compliance management.
It offers sections that cover authors, date, summary, purpose, scope, and objectives of the audit. Moreover, the Audit Policy Disclaimer section ensures your auditor has read and understood the policy before officially beginning the work.
Ideal for: Organizations looking to define their audit policies and standards.
💡 Pro Tip: Regularly review and update your audit policy to reflect any significant changes in regulations or internal practices. This keeps everything relevant and effective for your team.
4. ClickUp Business Audit Doc Template
Managing a business audit often feels overwhelming, but ClickUp’s Business Audit Doc Template makes it a breeze. This fully customizable and beginner-friendly template guides you through auditing, ensuring you cover all the bases.
With this audit plan template, identifying and documenting potential risks becomes simple, and tracking essential elements like audit findings and reports is a breeze.
The Audit Findings section of the template also gives a pre-made table for you to add the line items you will audit, making it easy to stay organized.Â
The clear structure for documenting evidence and observations lets you easily reference critical information.
What’s more? It is perfect if you’re looking to analyze and improve existing processes. Once you’ve identified the improvement areas, use process improvement templates to document and implement them.
Ideal for: Small-to-medium-sized businesses needing a flexible document for comprehensive audits.
Read More: Learn how to use audit logs for better compliance.
5. ClickUp Corporate Audits Template
If you’ve ever navigated the intricacies of a corporate audit, you know how many details you need to manage at once. The Corporate Audits Template by ClickUp simplifies that process, making it easy for businesses to stay compliant and keep everything transparent.
With this template, track all the necessary elements of your audit, from initial planning to final reporting. The four custom views speed up your auditing process while ensuring accuracy and quality.
For example, add the audit budget in the pre-built Audit Budget View, check the client schedule and plan when to interview the next client with the Client Schedule View, and use the premade audit interview questions to get the preliminaries aside in the Audit Interview View.Â
The customizable features allow you to tailor it to your industry needs, so you’re always aligned with regulatory requirements.
Ideal for: Larger organizations managing complex corporate audits.
💡 Pro Tip: Use the List View to segregate your audit tasks into different phases, such as selection, planning, execution, reporting, and follow-up. Set task priorities, select the auditor level, add billable hours, and update hours worked.
6. ClickUp Internal Audit Form Template
Efficient teams, effective processes, and solid projects are the keys to successful business. But how do you ensure your processes are up to mark? The answer lies in internal audit.
Managing internal audits can be tricky, especially with all the details involved. That’s where the Internal Audit Form Template from ClickUp comes in handy.Â
It provides a summarized list of considerations in daily operations. It centralizes audit forms, visualizes KPIs (Key Performance Indicators), and keeps your team aligned with compliance goals.
The template also objectively evaluates your internal processes, helping you identify discrepancies between actual and expected operations and areas for improvement.
With custom views such as Needs Attention and Summary, the template enables you to categorize work and ensure a smooth internal audit.
Ideal for: Teams conducting regular internal audits.
💡 Pro Tip: Use the Needs Attention list to check departments’ performance in the past quarters. This will help you determine whether your people need more training.
7. ClickUp Process Audit and Improvement Template
Regardless of your business, keeping your processes in check is crucial for success. The Process Audit and Improvement Template by ClickUp is here to help you assess and optimize your operations easily.
This template walks you through evaluating your current processes and determining what’s working and what could use a little upgrade.
The template lets you do everything from documenting present workflows and identifying areas that need tweaking to planning how to make things run smoother!
It offers a Process Analysis List, a CATWOE Analysis List, a Model Conception List, and a Change Management List to help you manage the different aspects of your audit. For example, list all the tasks related to managing change in the Change Management List.Â
Ideal for: Teams looking to improve and refine existing processes.
💡 Pro Tip: Use the CATWOE Analysis List to check the stakeholders’ perspectives and ensure they align with the business perspectives.
8. ClickUp Internal Audit Checklist Template
Having a checklist makes all the difference when conducting an internal audit. The Internal Audit Checklist Template from ClickUp simplifies the process by clearly outlining what needs to be done, ensuring nothing is overlooked.
The template ensures you get a detailed audit trail useful for internal and external reviews. It also helps create and document processes so future audits are consistent.
The checklist includes general requirements, health and safety policy, planning, implementation, operation, checking, and management review.
Track the progress of your audits with Custom Statuses like Complete, Internal Review, Blocked, In Progress, and To Do. This lets you see exactly where each task stands and what needs attention next.Â
Use Custom Fields like Action Plan, Effort Level, Evidence, Audit Score, and Root Cause to categorize and organize your audit tasks.
With views like Opportunities for Improvement, Summary, and Non-Conformance, you’ll have a clear overview of your processes, making it easy to get things running.
Ideal for: Teams who prefer a handy checklist for conducting audits.
Read More: Governance applies not only to operational processes, but to people management too. Use these 15 free annual employee performance review templates to ensure fair appraisals.
9. ClickUp Supplier Audit Task Template
Suppliers often account for a large chunk of your business expenses.
And in today’s business environment, ensuring that your suppliers meet your standards is more important than ever. ClickUp’s Supplier Audit Task Template helps you evaluate this.
The template enables you to create audit tasks quickly and easily. Tasks like inviting your team members and assigning tasks with due dates for maximum efficiency have never been easier. With this, you can organize your supplier audit information in a readily accessible document.
The template also covers all critical aspects of a supplier audit, from compliance checks to quality assessments and performance evaluations, ensuring you don’t miss out on anything.
Ideal for: Companies looking to assess supplier performance and compliance.
Read More: Check and present the outcomes of your projects with the best free impact report templates.
10. ClickUp Supplier Audit Template
Another template to manage your supplier audit is ClickUp’s Supplier Audit Template, which helps you assess supplier performance, compliance, and quality standards.Â
Use this template to document performance and gain a clear understanding of their key procedures. This information will help you discuss risks, opportunities, and improvement plans with your suppliers.
The template offers three measures of success: compliant, partially compliant, and non-compliant. Based on this result, you can add recommendations for improving supplier offerings.
The template also provides a list of things you need to check. For example, product design and development include tasks like testing equipment and an R&D facility.
Ideal for: Businesses looking to document compliance, quality, and overall performance for clear and consistent supplier evaluations.
💡 Pro Tip: At the end of your audit process, you must create an annual report and share it with your stakeholders. Use annual report templates to ensure your reports are impeccable.
Summarize this article for me pleaseTake the Stress Out of Audits With ClickUp
Solid audit planning is vital to keeping your business on track, whether managing internal operations or working with suppliers. With the right templates, you can stay organized, cover all the crucial details, and easily keep everyone in the loop.Â
From audit policies to supplier checklists, each audit plan template gives you a straightforward way to manage your audits and ensure nothing is missed. They help simplify the work and give you more confidence in the results.
Ready to take your audit planning up a notch? Check out ClickUp’s range of templates and see how they help you stay organized and efficient from start to finish. Sign up for free today!
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